Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2022-06-21

Ionic Inflation Protection ETF

2022-06-17

Short Bitcoin Strategy ETF

2022-06-15

Syntax Stratified Total Market II ETF

2022-06-15

Optimize AI Smart Sentiment Event-Driven ETF

2022-06-15

FT Cboe Vest Fund of Nasdaq-100® Buffer ETFs

2022-06-13

JPMorgan International Research Enhanced Equity ETF

2022-06-08

Pacer Funds Trust

2022-06-08

PIMCO Senior Loan Active Exchange-Traded Fund

2022-06-08

V-Shares MSCI World ESG Materiality and Carbon Transition ETF

2022-06-07

USCF Dividend Income Fund

2022-06-07

Gotham 1000 Value ETF

2022-06-06

Newday Ocean Health ETF

2022-05-31

Procure Disaster Recovery Strategy ETF

2022-05-31

Direxion Breakfast Commodities Strategy ETF

2022-05-25

BondBloxx ETF Trust

2022-05-23

PGIM Floating Rate Income ETF

2022-05-20

JPMorgan Realty Income ETF

2022-05-20

Harbor Dividend Growth Leaders ETF

2022-05-19

ALPS Intermediate Municipal Bond ETF

2022-05-18

Relative Sentiment Tactical Allocation ETF

2022-05-17

Acruence Active Hedge U.S. Equity ETF

2022-05-17

Listed Funds Trust

2022-05-17

Constrained Capital ESG Orphans ETF

2022-05-17

Principal Real Estate Active Opportunities ETF

2022-05-17

SEI Exchange Traded Funds