Documents

Rule Book, Manuals, & Guidelines

IEX Options User Manual
No items found.
IEX Exchange Rule Book
No items found.
IEX User Manual
No items found.
IEX Connectivity Manual
No items found.
IEX Extranet Manual
No items found.

The IEX Exchange Rule Book, IEX Connectivity Manual, and IEX Extranet Manual will be updated to include IEX Options at a future date, pending regulatory approval as warranted.

Order Types Resources

IEX Post Only
No items found.
IEX Trade Now
No items found.
IEX Retail Liquidity Provider
No items found.
IEX Retail Orders
No items found.
IEX Corporate D-Peg (C-Peg) Order
No items found.
IEX Discretionary Limit (D-Limit) Order
No items found.
IEX Offset Peg Order
No items found.
IEX Market Peg Order
No items found.

Resources

IEX Web Portal Administrator Authorization Form
No items found.
IEX Web Portal User Access Authorization Form
No items found.
September 1, 2023 Amended Order Directing the Exchanges and FINRA to File a NMS Plan Regarding Consolidated Equity Market Data

CT Plan related

No items found.
IEX Opening and Closing Auction Quick Guide
No items found.
October 23, 2023 CT Plan Proposal
No items found.
IEX Opening and Closing Auction FAQs
No items found.
The Cost of Exchange Services
No items found.
LULD Amendment 12
No items found.
IEX Opening Process for Non-IEX-Listed Securities
No items found.

Specifications

IEX FIX Specification
No items found.
IEX DEEP+ Specification
No items found.
IEX DEEP+ SNAP Specification
No items found.
IEX DEEP Specification
No items found.
IEX DEEP SNAP Specification
No items found.
IEX TOPS Specification
No items found.
IEX TOPS SNAP Specification
No items found.
IEX Transport Specification
No items found.
IEX Auction Process Specification
No items found.
IEX Daily List File Specification
No items found.
IEX Threshold Securities List Specification
No items found.
IEX Short Interest Report Specification
No items found.
IEX Market Maker Specification
No items found.

Membership

IEX Equities Clearing Letter of Guarantee
No items found.
IEX Member Application
No items found.
IEX User Agreement
No items found.
IEX RMO Application Retail Order Attestation
No items found.
IEX Market Maker Application
No items found.
IEX User Agreement Addendum to Permit Volume Attribution
No items found.
IEX User Agreement Addendum to Permit Investor Disclosure
No items found.

IEX Data

IEX Market Data Policies
No items found.
IEX Data Subscriber Agreement
No items found.
Other Market Data Documents
IEX Non-Display Use Declaration
Download Icon
IEX Controlled Data Recipient Agreement
Download Icon
IEX Third-Party Payment Agreement
Download Icon
IEX Market Data Trial Addendum
Download Icon

Service Bureau

IEX Service Bureau Agreements
No items found.
IEX Service Bureau Application
No items found.
IEX Service Bureau Authorization
No items found.

Connectivity

IEX Connectivity Services Agreement and Forms
No items found.
IEX Equities Port Request Form
No items found.
Previous IEX Connectivity Services Agreement and Forms

Effective prior to January 3, 2022

No items found.

Documents Specific to IEX Options

IEX Options Clearing Letter of Guarantee
No items found.
IEX Options Binary Order Entry Port Request Form
No items found.
IEX Options Clearing Member Restriction Form
No items found.
IEX Options Designated Give Up Contact Form
No items found.
IEX Options FIX Drop Copy Port Request Form
No items found.
IEX Options Notification of OCC Account Information
No items found.
IEX Options Market Maker Application
No items found.
IEX Options Authorized Traders List
No items found.
IEX Options Market Maker Quoting Port Request Form
No items found.
IEX Options FIX Order Entry Port Request Form
No items found.
IEX Options Existing Member Application
No items found.
IEX Options Testing Agreement
No items found.
IEX Options TPH Modification and Termination Form
No items found.
IEX Options Authorization or Revocation of Restricted Clearing Number
No items found.
IEX Options SBE Schemas
No items found.
IEX Binary Options Protocol Specification
No items found.
IEX Options Binary Session Protocol Specification
No items found.
IEX Options Common Market Data Specification
No items found.
IEX Options DEEP Specification
No items found.
IEX Options FIX Specification
No items found.
IEX Options TOPS Specification
No items found.
IEX Options Transport Protocol Specification
No items found.
IEX Options Connectivity Manual
No items found.

To see a full list of all agreements and forms for IEX Options, visit the IEX Options Information Hub.