Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-11-19

ETFMG Real Estate Tech ETF

2021-11-19

Alpha Dog ETF

2021-11-19

iShares USD Bond Factor ETF

2021-11-19

First Trust Multi-Manager Small Cap Opportunities ETF

2021-11-19

Simplify Health Care ETF

2021-11-19

VanEck Morningstar ESG Moat ETF

2021-11-19

KraneShares China Innovation ETF

2021-11-19

WisdomTree Target Range Fund

2021-11-19

Fidelity Covington Trust

2021-11-19

Invesco Exchange-Traded Fund Trust II

2021-11-19

ETFMG 2X Daily Inverse Alternative Harvest ETF

2021-11-19

Victory Portfolios II

2021-11-19

KraneShares Trust

2021-11-19

JPMorgan Active Value ETF

2021-11-19

Innovator ETFs Trust

2021-11-19

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr-Oct ETF

2021-11-19

Pacer Funds Trust

2021-10-28

Volt Crypto Industry Revolution and Tech ETF

2021-10-20

Valkyrie Bitcoin Strategy ETF

2021-10-19

ProShares Bitcoin Strategy ETF

2021-10-15

Direxion Daily Select Large Caps & FANGs Bull 2X Shares

2021-10-15

ProShares Trust

2021-10-15

American Century ETF Trust

2021-10-15

T. Rowe Price Exchange-Traded Funds, Inc

2021-10-15

Day Hagan-Ned Davis Research Smart Sector Fixed