Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2024-03-20

Neuberger Berman Small-Mid Cap ETF

2024-03-20

Pacer Developed Markets Cash Cows Growth Leaders ETF

2024-03-20

Global X Bitcoin Trend Strategy ETF

2024-03-20

Bancreek International Large Cap ETF

2024-03-20

Avantis Emerging Markets ex-China Equity ETF

2024-03-20

FT Vest Dow Jones Internet & Target Income ETF

2024-03-19

ProShares Nasdaq-100 High Income ETF

2024-03-19

FT Vest U.S. Equity Buffer & Premium Income ETF - March

2024-03-19

Opportunistic Trader ETF

2024-03-18

CCM Affordable Housing MBS ETF

2024-03-18

Hartford Multifactor International Small Company ETF

2024-03-15

GraniteShares 2x Long MSFT Daily ETF

2024-03-15

GraniteShares 2x Long AMD Daily ETF

2024-03-15

GraniteShares 2x Long AMZN Daily ETF

2024-03-14

Litman Gregory Funds Trust

2024-03-14

iShares Trust

2024-03-13

WisdomTree 7-10 Year Laddered Treasury Fund

2024-03-13

WisdomTree 1-3 Year Laddered Treasury Fund

2024-03-13

BondBloxx IR+M Tax-Aware Short Duration ETF

2024-03-07

Direxion Shares ETF Trust

2024-03-07

Cullen Enhanced Equity Income ETF

2024-03-06

Roundhill ETF Trust

2024-03-06

Northern Lights Fund Trust IV

2024-03-05

Sprott Copper Miners ETF

2024-03-05

Nuveen Core Plus Bond ETF