Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-08-24

Principal Spectrum Preferred Securities Active ETF

2017-08-24

ProSports Sponsors ETF

2017-08-24

ProShares Equities for Rising Rates ETF

2017-08-24

iShares MSCI Emerging Markets ex China ETF

2017-08-24

VictoryShares US Multi-Factor Minimum Volatility ETF

2017-08-24

First Trust Dow 30 Equal Weight ETF

2017-08-24

ClearShares OCIO ETF

2017-08-24

Direxion Daily EURO STOXX 50 Bull 3X Shares

2017-08-24

Virtus Enhanced Short U.S. Equity ETF

2017-08-24

US Global GO Gold and Precious Metals Miners ETF

2017-08-24

iShares Russell 1000 Pure U.S. Revenue ETF

2017-08-24

VelocityShares LIBOR ETNs

2017-06-22

Lattice Strategies Trust

2017-06-22

FormulaFolio Funds

2017-06-22

NuShares ETF Trust

2017-06-22

Guggenheim Multi-Factor Large Cap ETF

2017-06-22

Pacer Funds Trust

2017-06-22

GraniteShares ETF Trust

2017-06-22

Legg Mason ETF Investment Trust

2017-06-22

IQ Chaikin U.S. Small Cap ETF

2017-06-22

WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund

2017-06-22

Goldman Sachs Access Investment Grade Corporate Bond ETF

2017-06-22

JPMorgan Ultra-Short Income ETF

2017-06-22

Amplify YieldShares Oil Hedged MLP Income ETF

2017-06-22

Cambria Core Equity ETF