Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2018-11-20

AdvisorShares DoubleLine Value Equity ETF

2018-11-09

Xtrackers MSCI Latin America Pacific Alliance ETF

2018-11-09

VanEck Vectors Video Gaming and eSports ETF

2018-11-09

VanEck Vectors ETF Trust

2018-11-09

SPDR Series Trust

2018-11-09

Reality Shares Fundstrat DQM Long ETF

2018-11-09

PGIM QMA Strategic Alpha Large-Cap Core ETF

2018-11-09

Motley Fool Small-Cap Growth ETF

2018-11-09

JPMorgan Ultra-Short Municipal ETF

2018-11-09

JPMorgan Municipal ETF

2018-11-09

iShares ESG U.S. Aggregate Bond ETF

2018-11-09

First Trust IPOX Europe Equity Opportunities ETF

2018-11-09

First Trust Exchange-Traded Fund III

2018-11-09

Distillate U.S. Fundamental Stability & Value ETF

2018-10-12

Western Asset Total Return ETF

2018-10-12

PGIM Active High Yield Bond ETF

2018-10-12

LeaderShares AlphaFactor US Core Equity ETF

2018-10-12

John Hancock Multifactor Emerging Markets ETF

2018-10-12

Invesco Exchange-Traded Self-Indexed Fund Trust

2018-10-12

Innovator ETFs Trust

2018-10-12

Goldman Sachs Access Inflation Protected USD Bond ETF

2018-10-12

ETRACS 2xMonthly Pay Leveraged Preferred Stock Index ETN due September 25, 2048

2018-09-28

Xtrackers MSCI EAFE ESG Leaders Equity ETF

2018-09-28

Vesper U.S. Large Cap Short-Term Reversal Strategy ETF

2018-09-28

Vanguard World Fund