Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-03-22

AXS Change Finance ESG ETF

2022-03-21

BNY Mellon Responsible Horizons Corporate Bond ETF

2022-03-16

American Century ETF Trust

2022-03-16

ProShares Metaverse ETF

2022-03-16

Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF

2022-03-16

WisdomTree Efficient Gold Plus Equity Strategy Fund

2022-03-15

KraneShares Global Carbon Transformation ETF

2022-03-14

LHA Market State Tactical Q ETF

2022-03-09

Home Appreciation U.S. REIT ETF

2022-03-09

VanEck Digital Assets Mining ETF

2022-03-09

iShares Trust

2022-03-07

Innovator ETFs Trust

2022-03-07

Simplify Managed Futures Strategy ETF

2022-03-04

Listed Funds Trust

2022-03-04

Convergence Long-Short Equity ETF

2022-03-04

Dimensional ETF Trust

2022-03-04

Capital Research and Management Company

2022-03-04

Harbor Corporate Culture Leaders ETF

2022-03-04

Global X Dow 30 Covered Call ETF

2022-02-24

BondBloxx ETF Trust

2022-02-24

WisdomTree Battery Value Chain and Innovation Fund

2022-02-24

SPDR Blackstone High Income ETF

2022-02-24

Goldman Sachs Access Emerging Markets USD Bond ETF

2022-02-24

Fidelity Sustainable High Yield ETF

2022-02-24

VanEck Digital India ETF