Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2024-05-08

PGIM Rock ETF Trust

2024-05-07

Global X Funds

2024-05-03

TCW ETF Trust

2024-05-03

FT Energy Income Partners Enhanced Income ETF

2024-05-02

Themes Silver Miners ETF

2024-05-02

Tremblant Global ETF

2024-05-01

John Hancock High Yield ETF

2024-05-01

YieldMax TSLA Short Option Income Strategy ETF

2024-05-01

Harbor Disciplined Bond ETF

2024-05-01

Innovator International Developed Power Buffer ETF — May

2024-04-30

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF

2024-04-30

First Trust Bloomberg R&D Leaders ETF

2024-04-30

Calamos S&P 500 Structured Alt Protection ETF — May

2024-04-30

AllianzIM U.S. Equity Buffer15 Uncapped May ETF

2024-04-30

PGIM Rock ETF Trust

2024-04-30

Westwood Salient Enhanced Energy Income ETF

2024-04-30

TrueShares Active Yield ETF

2024-04-29

PeakShares Sector Rotation ETF

2024-04-22

Optimize Strategy Index ETF

2024-04-22

YieldMax Bitcoin Option Income Strategy ETF

2024-04-22

First Trust Exchange-Traded Fund VIII

2024-04-22

Themes Robotics & Automation ETF

2024-04-15

Simplify Exchange Traded Funds

2024-04-11

StockSnips AI-Powered Sentiment US All Cap ETF

2024-04-11

Carbon Collective Short Duration Green Bond ETF