General Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR

‍

Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2025-06-05
Leverage Shares 2X Long RTX Daily ETF
2025
2025-06-05
Defiance Daily Target 2x Short PLTR ETF
2025
2025-06-04
YieldMax BRK.B Option Income Strategy ETF
2025
2025-06-04
VanEck Alternative Asset Manager ETF
2025
2025-06-04
Harbor ETF Trust
2025
2025-06-04
Fidelity Managed Futures ETF
2025
2025-06-04
KraneShares Global Humanoid and Embodied Intelligence Index ETF
2025
2025-06-04
NEOS Gold High Income ETF
2025
2025-06-03
Dan IVES Wedbush AI Revolution ETF
2025
2025-06-03
GMO Systematic Investment Grade Credit ETF
2025
2025-06-03
VistaShares Animal Spirits Daily 2X Strategy ETF
2025
2025-06-03
REX ETF Trust
2025
2025-06-03
Global X Bitcoin Covered Call ETF
2025
2025-06-03
Bastion Energy ETF
2025
2025-06-02
Twin Oak Endure ETF
2025
2025-05-30
Calamos S&P 500 Structured Alt Protection ETF June
2025
2025-05-30
PGIM S&P 500 Max Buffer ETF – June
2025
2025-05-30
Innovator Equity Defined Protection ETF — 1 Yr June
2025
2025-05-29
Return Stacked U.S. Stocks & Gold/Bitcoin ETF
2025
2025-05-29
Russell Investments Exchange Traded Funds
2025
2025-05-28
First Trust Balanced Income ETF
2025
2025-05-28
Defiance Daily Target 2X Long CVNA ETF
2025
2025-05-27
REX NVDA Growth & Income ETF
2025
2025-05-27
Alpha Brands Consumption Leaders ETF
2025
2025-05-27
Simplify Kayne Anderson Energy and Infrastructure Credit ETF
2025
No results found.
There are no results with this criteria. Try changing your search.