Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0686
2016-08-31
Master Income ETF
Q3
2016
PC-2016-0685
2016-08-31
MomentumShares International Quantitative Momentum ETF
Q3
2016
PC-2016-0684
2016-08-31
O’Shares FTSE Quality Dividend ETFs
Q3
2016
PC-2016-0683
2016-08-31
O’Shares FTSE Quality Dividend Hedged ETFs
Q3
2016
PC-2016-0682
2016-08-31
Pacer Funds Trust
Q3
2016
PC-2016-0681
2016-08-31
PIMCO 1-3 Year U.S. Treasury Index Fund ETF
Q3
2016
PC-2016-0680
2016-08-31
PIMCO Enhanced Short Maturity Strategy Fund
Q3
2016
PC-2016-0679
2016-08-31
PowerShares Funds
Q3
2016
PC-2016-0678
2016-08-31
PowerShares Commodity Index Tracking Fund
Q3
2016
PC-2016-0677
2016-08-31
PowerShares DB 3X Long 25+ Year Treasury Bond ETNs, PowerShares DB 3X Short 25+ Year Treasury Bond ETNs
Q3
2016
PC-2016-0676
2016-08-31
PowerShares DB Base Metal ETNs
Q3
2016
PC-2016-0675
2016-08-31
Deutsche Bank AG ETNs
Q3
2016
PC-2016-0674
2016-08-31
PowerShares DB Commodity Fund
Q3
2016
PC-2016-0673
2016-08-31
PowerShares DB Crude Oil Long ETN
Q3
2016
PC-2016-0672
2016-08-31
PowerShares DB Exchange Traded Notes
Q3
2016
PC-2016-0671
2016-08-31
PowerShares DB G10 Currency Harvest Fund
Q3
2016
PC-2016-0670
2016-08-31
PowerShares DB Japanese Government Bond Futures ETNs
Q3
2016
PC-2016-0669
2016-08-31
PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio
Q3
2016
PC-2016-0668
2016-08-31
PowerShares DB US Dollar Index Bullish and Bearish Funds
Q3
2016
PC-2016-0667
2016-08-31
PowerShares DWA Momentum & Low Volatility Rotation Portfolio
Q3
2016
PC-2016-0666
2016-08-31
PowerShares DWA SmallCap Technical Leaders Portfolio
Q3
2016
PC-2016-0665
2016-08-31
PowerShares DWA Tactical Multi-Asset Income Portfolio
Q3
2016
PC-2016-0664
2016-08-31
PowerShares Emerging Markets Infrastructure Portfolio
Q3
2016
PC-2016-0663
2016-08-31
PowerShares ETF Trust II
Q3
2016
PC-2016-0662
2016-08-31
PowerShares Europe Currency Hedged Low Volatility Portfolio
Q3
2016
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