Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0736
2016-08-31
iShares S&P International Preferred Stock Index Fund
Q3
2016
PC-2016-0735
2016-08-31
iShares Trust
Q3
2016
PC-2016-0734
2016-08-31
iShares Trust
Q3
2016
PC-2016-0733
2016-08-31
iShares Trust Funds
Q3
2016
PC-2016-0732
2016-08-31
iShares Trust
Q3
2016
PC-2016-0731
2016-08-31
iShares Trust
Q3
2016
PC-2016-0730
2016-08-31
iShares Trust
Q3
2016
PC-2016-0729
2016-08-31
iShares Trust
Q3
2016
PC-2016-0728
2016-08-31
iShares U.S. ETF Trust
Q3
2016
PC-2016-0727
2016-08-31
iShares U.S. Fixed Income Balanced Risk ETF
Q3
2016
PC-2016-0726
2016-08-31
Janus Detroit Street Trust
Q3
2016
PC-2016-0725
2016-08-31
JPMorgan Diversified Return Emerging Markets Equity ETF
Q3
2016
PC-2016-0724
2016-08-31
JPMorgan Diversified Return ETFs
Q3
2016
PC-2016-0723
2016-08-31
JPMorgan Diversified Return Europe Equity ETF
Q3
2016
PC-2016-0722
2016-08-31
JPMorgan Diversified Return Global Equity ETF
Q3
2016
PC-2016-0721
2016-08-31
JPMorgan Diversified Return International Equity ETF
Q3
2016
PC-2016-0720
2016-08-31
JPMorgan Diversified Return U.S. Mid Cap Equity ETF
Q3
2016
PC-2016-0719
2016-08-31
KraneShares Bosera MSCI China A Share ETF
Q3
2016
PC-2016-0718
2016-08-31
KraneShares Trust
Q3
2016
PC-2016-0717
2016-08-31
KraneShares CSI China Internet ETF
Q3
2016
PC-2016-0716
2016-08-31
KraneShares FTSE Emerging Markets Plus ETF
Q3
2016
PC-2016-0715
2016-08-31
Lattice Global Small Cap Strategy ETF
Q3
2016
PC-2016-0714
2016-08-31
Lattice U.S. Equity Strategy ETF
Q3
2016
PC-2016-0713
2016-08-31
Market Vectors – Gaming ETF
Q3
2016
PC-2016-0712
2016-08-31
Market Vectors ETF Trust
Q3
2016
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