Information Circulars

General Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2020-04-08
Establishment of the CMRWG
Q2
2020
2020-03-17
SEC No-Action Relief regarding CAT Reporting
Q1
2020
2020-01-07
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2020
2020-01-07
Notice Regarding Filing of Annual Audited Reports
Q1
2020
2019-09-24
Market Quality Incentive Programs
Q3
2019
2019-07-23
Chief Compliance Officer examination and registration requirements
Q3
2019
2019-02-01
Consolidated Audit Trail (CAT) Update
Q1
2019
2019-01-10
Active Military Leave Guidance
Q1
2019
2019-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2019
2019-01-10
Notice Regarding Filing of Annual Audited Reports
Q1
2019
2018-09-28
Amendments to Membership Registration and Qualification Requirements
Q3
2018
2018-03-05
Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements
Q1
2018
2018-01-09
Notice Regarding Filing of Annual Audited Reports
Q1
2018
2018-01-08
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2018
2017-10-03
Introduction of the IEX Market Maker Peg Order Type
Q4
2017
2017-04-11
Consolidated Audit Trail ("CAT") Clock Synchronization Study
Q2
2017
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2016-08-31
SPDR S&P BRIC 40 Exchange-Traded Fund
Q3
2016
2016-08-31
SPDR Funds
Q3
2016
2016-08-31
SPDR S&P Emerging Markets Small Cap ETF
Q3
2016
2016-08-31
SPDR S&P Global Natural Resources ETF
Q3
2016
2016-08-31
SPDR® S&P® International Dividend ETF
Q3
2016
2016-08-31
SPDR S&P North American Natural Resources ETF
Q3
2016
2016-08-31
SPDR S&P Russia Exchange-Traded Fund
Q3
2016
2016-08-31
SPDR S&P Software, Healthcare and Aerospace & Defense ETF
Q3
2016
2016-08-31
SPDR SSGA Gender Diversity Index ETF
Q3
2016
2016-08-31
SPDR SSgA Multi-Asset Real Return ETF, SPDR SSgA Income Allocation ETF and SPDR SSgA Global Allocation ETF
Q3
2016
2016-08-31
SPDR SSgA Risk Aware ETF
Q3
2016
2016-08-31
SPDR SSgA Ultra Short Term Bond ETF
Q3
2016
2016-08-31
SPDR Wells Fargo Preferred Stock ETF
Q3
2016
2016-08-31
Sprott Buzz Social Media Insights ETF
Q3
2016
2016-08-31
Sprott Gold Miners ETF
Q3
2016
2016-08-31
Sprott Junior Gold Miners ETF
Q3
2016
2016-08-31
SSgA Active ETF Trust
Q3
2016
2016-08-31
Stock Split Index Fund
Q3
2016
2016-08-31
StreetTRACKS Index Share Funds
Q3
2016
2016-08-31
StreetTRACKS Series Trust
Q3
2016
2016-08-31
Teucrium Agricultural Fund
Q3
2016
2016-08-31
Teucrium Wheat, Soybean and Sugar Fund
Q3
2016
2016-08-31
Select Sector SPDR Funds
Q3
2016
2016-08-31
The iShares Core International Aggregate Bond ETF
Q3
2016
2016-08-31
The Restaurant ETF
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.