Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2018-09-28

Vanguard Total World Bond ETF

2018-09-28

PowerShares Exchange-Traded Self-Indexed Fund Trust

2018-09-28

KraneShares Emerging Markets Healthcare Index ETF

2018-09-28

Janus Henderson Mortgage-Backed Securities ETF

2018-09-28

Innovator S&P 500 Buffer ETF — July

2018-09-28

Innovator IBD Breakout Opportunities ETF

2018-09-28

Impact Shares YWCA Women’s Empowerment ETF

2018-09-28

Impact Shares Sustainable Development Goals Global Equity ETF

2018-09-28

First Trust Dorsey Wright Momentum & Value ETF

2018-09-28

Defiance Quantum ETF

2018-09-28

Cambria Trinity ETF

2018-09-28

Anfield Universal Fixed Income ETF

2018-09-28

SPDR Solactive Hong Kong ETF

2018-09-28

American Century ETF Trust

2018-09-28

American Century Diversified Municipal Bond ETF

2018-08-29

WisdomTree Trust

2018-08-29

Perth Mint Physical Gold ETF

2018-08-29

Oppenheimer ETF Trust

2018-08-29

Loncar China BioPharma ETF

2018-08-29

J.P. Morgan Exchange-Traded Fund Trust

2018-08-29

Invesco Exchange-Traded Self-Indexed Fund Trust

2018-08-29

Innovator ETFs Trust

2018-08-29

ETRACS NYSE Pickens Core Midstream Index ETN due August 20, 2048

2018-08-29

Aptus Defined Risk ETF

2018-08-17

WisdomTree 90/60 U.S. Balanced Fund