Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-03-09

Innovator ETFs Trust

2021-03-09

AIM ETF Products Trust

2021-01-06

Tidal ETF Trust

2021-01-06

Rayliant Quantamental China Equity ETF

2021-01-06

SmartETFs Advertising & Marketing Technology ETF

2021-01-06

SP Funds S&P Global REIT Sharia ETF

2021-01-06

Pacer Swan SOS Fund of Funds ETF

2021-01-06

UPHOLDINGS Compound Kings ETF

2021-01-06

Merlyn.AI SectorSurfer Momentum ETF

2021-01-06

Cabot Growth ETF

2021-01-06

New Age Alpha Trust

2021-01-06

Simplify Exchange Traded Funds

2021-01-06

AdvisorShares Trust

2021-01-06

Gotham Enhanced 500 ETF

2021-01-06

Pacer Funds Trust

2021-01-06

Swan Hedged Equity US Large Cap ETF

2021-01-06

Invesco Actively Managed Exchange-Traded Fund Trust

2021-01-06

First Trust Exchange-Traded Fund VIII

2021-01-06

Direxion World Without Waste ETF

2021-01-06

The SPAC and New Issue ETF

2021-01-06

First Trust International Developed Capital Strength ETF

2021-01-06

Distillate International Fundamental Stability & Value ETF

2021-01-06

Simplify Exchange Traded Funds

2021-01-06

KraneShares CICC China Consumer Leaders Index ETF

2021-01-06

Adasina Social Justice All Cap Global ETF