Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2022-0152
2022-04-20
Fidelity Crypto Industry and Digital Payments ETF
Q2
2022
PC-2022-0151
2022-04-20
Fidelity Metaverse ETF
Q2
2022
PC-2022-0150
2022-04-19
First Trust Indxx Metaverse ETF
Q2
2022
PC-2022-0149
2022-04-19
Roundhill Cannabis ETF
Q2
2022
PC-2022-0148
2022-04-18
Pacer BlueStar Engineering the Future ETF
Q2
2022
PC-2022-0147
2022-04-12
Global X Green Building ETF
Q2
2022
PC-2022-0146
2022-04-11
Goldman Sachs MarketBeta U.S. 1000 Equity ETF
Q2
2022
PC-2022-0145
2022-04-11
Pacer BlueStar Digital Entertainment ETF
Q2
2022
PC-2022-0144
2022-04-08
JPMorgan Inflation Managed Bond ETF
Q2
2022
PC-2022-0143
2022-04-06
Direxion Shares ETF Trust
Q2
2022
PC-2022-0142
2022-04-06
ProShares Supply Chain Logistics ETF
Q2
2022
PC-2022-0141
2022-04-06
Neuberger Berman ETF Trust
Q2
2022
PC-2022-0140
2022-04-05
India Internet & Ecommerce ETF
Q2
2022
PC-2022-0139
2022-04-04
DoubleLine ETF Trust
Q2
2022
PC-2022-0138
2022-04-04
SPDR Nuveen Municipal Bond ESG ETF
Q2
2022
PC-2022-0137
2022-03-31
R3 Global Dividend Growth ETF
Q1
2022
PC-2022-0136
2022-03-30
OneAscent Core Plus Bond ETF
Q1
2022
PC-2022-0135
2022-03-30
Regents Park Hedged Market Strategy ETF
Q1
2022
PC-2022-0134
2022-03-30
Columbia Seligman Semiconductor and Technology ETF
Q1
2022
PC-2022-0133
2022-03-30
Avantis Responsible Emerging Markets Equity ETF
Q1
2022
PC-2022-0132
2022-03-29
VS Trust
Q1
2022
PC-2022-0131
2022-03-28
Optica Rare Earths & Critical Materials ETF
Q1
2022
PC-2022-0130
2022-03-23
ROC ETF
Q1
2022
PC-2022-0129
2022-03-23
Dimensional ETF Trust
Q1
2022
PC-2022-0128
2022-03-22
Fairlead Tactical Sector ETF
Q1
2022
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