Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-07-09

Fidelity Covington Trust

2021-07-09

Asian Growth Cubs ETF

2021-07-09

ETF Managers Trust

2021-07-09

Syntax Stratified U.S. Total Market Hedged ETF

2021-07-09

Pacer iPath Gold Trendpilot Exchange-Traded Notes

2021-07-09

First Trust Expanded Technology ETF

2021-07-09

Invesco PHLX Semiconductor ETF

2021-07-09

Invesco Nasdaq Biotechnology ETF

2021-07-09

Direxion Shares ETF Trust

2021-07-09

iShares Cloud 5G and Tech ETF

2021-07-09

Emles Alpha Opportunities ETF

2021-07-09

T. Rowe Price U.S. Equity Research ETF

2021-07-09

KraneShares Hang Seng TECH Index ETF

2021-07-09

Roundhill MVP ETF

2021-07-09

Hartford Longevity Economy ETF

2021-07-09

Krane Shares Bloomberg Barclays China Bond Inclusion Index ETF

2021-07-09

Defiance Hotel, Airline, and Cruise ETF

2021-07-09

WisdomTree BioRevolution Fund

2021-07-09

TrueShares Structured Outcome (June) ETF

2021-07-02

Roundhill Ball Metaverse ETF

2021-06-24

Dimensional ETF Funds

2021-06-18

Defiance Next Gen Altered Experience ETF

2021-06-18

Putnam ETF Trust

2021-06-18

First Trust Exchange-Traded Fund VIII

2021-06-18

FOMO ETF