Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-10-12

KraneShares Electrification Metals Strategy ETF

2022-10-12

Harbor Corporate Culture ETF

2022-10-12

VictoryShares WestEnd U.S. Sector ETF

2022-10-11

Schwab Municipal Bond ETF

2022-10-10

God Bless America ETF

2022-10-10

Unlimited HFND Multi-Strategy Return Tracker ETF

2022-10-06

VanEck Morningstar SMID Moat ETF

2022-10-06

Burney U.S. Factor Rotation ETF

2022-10-05

Strive U.S. Semiconductor ETF

2022-10-05

NightShares 500 1x/1.5x ETF

2022-10-05

BlackRock Floating Rate Loan ETF

2022-10-05

Distillate Small/Mid Cash Flow ETF

2022-10-04

SRH U.S. Quality ETF

2022-10-04

Thrivent Small-Mid Cap ESG ETF

2022-10-04

Global X Russell 2000 Covered Call & Growth ETF

2022-10-03

Bitwise Web3 ETF

2022-09-30

Putnam ETF Trust

2022-09-29

Simplify Bitcoin Strategy PLUS Income ETF

2022-09-29

Altrius Global Dividend ETF

2022-09-29

AXS Green Alpha ETF

2022-09-29

American Century ETF Trust

2022-09-27

Noble Absolute Return ETF

2022-09-27

John Hancock U.S. High Dividend ETF

2022-09-21

iShares MSCI Water Management Multisector ETF

2022-09-21

WisdomTree Emerging Markets ex-China Fund