Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2023-09-11

KraneShares Rockefeller Ocean Engagement ETF

2023-09-11

YieldMax JPM Option Income Strategy ETF

2023-09-07

KraneShares Global Luxury Index ETF

2023-09-06

F/m Opportunistic Income ETF

2023-09-05

Madison Short-Term Strategic Income ETF

2023-09-05

Return Stacked U.S. Stocks & Managed Futures ETF

2023-08-31

AIM ETF Products Trust

2023-08-31

Innovator International Developed Power Buffer ETF — September

2023-08-30

YieldMax XOM Option Income Strategy ETF

2023-08-30

Strive FAANG 2.0 ETF

2023-08-30

American Beacon Select Funds

2023-08-29

Segall Bryant & Hamill Select Equity ETF

2023-08-29

Polen Capital Global Growth ETF

2023-08-28

Madison Aggregate Bond ETF

2023-08-28

Grizzle Growth ETF

2023-08-28

YieldMax DIS Option Income Strategy ETF

2023-08-25

YieldMax MSFT Option Income Strategy ETF

2023-08-23

First Trust S&P 500 Diversified Free Cash Flow ETF

2023-08-23

KraneShares Dynamic Emerging Markets Strategy ETF

2023-08-23

Level Four Large Cap Growth Active ETF

2023-08-22

Roundhill S&P Global Luxury ETF

2023-08-22

GraniteShares ETF Trust

2023-08-22

Madison Covered Call ETF

2023-08-22

Professionally Managed Portfolios

2023-08-22

VanEck CMCI Commodity Strategy ETF