Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2023-10-05

JPMorgan U.S. Tech Leaders ETF

2023-10-04

Calamos Convertible Equity Alternative ETF

2023-10-04

Arch Indices VOI Absolute Income ETF

2023-10-04

Goldman Sachs Small Cap Core Equity ETF

2023-10-04

2023 ETF Series Trust

2023-10-02

Sovereign's Capital Flourish Fund

2023-10-02

Zacks Small-Mid Cap ETF

2023-10-02

ProShares Trust

2023-10-02

Bitwise Funds Trust

2023-10-02

Two Roads Shared Trust

2023-10-01

Innovator ETFs Trust

2023-10-01

VanEck Ethereum Strategy ETF

2023-09-28

iShares Transition-Enabling Metals ETF

2023-09-28

JPMorgan Hedged Equity Laddered Overlay ETF

2023-09-27

Capital Group Dividend Growers ETF

2023-09-27

Capital Group Fixed Income ETF Trust

2023-09-27

Capital Group Core Balanced ETF

2023-09-27

Avantis U.S. large Cap Equity ETF

2023-09-27

BlackRock Advantage Large Cap Income ETF

2023-09-27

Northern Lights Fund Trust IV

2023-09-26

Dimensional ETF Trust

2023-09-26

Northern Lights Fund Trust IV

2023-09-25

YieldMax PYPL Option Income Strategy ETF

2023-09-25

GGM Macro Alignment ETF

2023-09-21

Matthews International Funds