Information Circulars

General Circulars

All
Year
Down Arrow Icon
OR
Search by keyword
All
Search Icon
OR
Filter by date
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Search by keyword
All
Search Icon
OR
Filter by date
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR
Search by keyword
All
Search Icon
OR
Filter by date

‍

Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
PC-2016-0086
2016-08-31
iShares Interest Rate Hedged ETFs
Q3
2016
PC-2016-0085
2016-08-31
iShares International High Yield Bond ETF
Q3
2016
PC-2016-0084
2016-08-31
iShares Trust
Q3
2016
PC-2016-0083
2016-08-31
iShares Funds
Q3
2016
PC-2016-0082
2016-08-31
iShares MSCI USA Index Fund
Q3
2016
PC-2016-0081
2016-08-31
iShares Municipal Bond Fund
Q3
2016
PC-2016-0080
2016-08-31
iShares Funds
Q3
2016
PC-2016-0079
2016-08-31
iShares Funds
Q3
2016
PC-2016-0078
2016-08-31
iShares Trust ETFs
Q3
2016
PC-2016-0077
2016-08-31
Direxion Shares ETF Trust
Q3
2016
PC-2016-0076
2016-08-31
iShares Trust
Q3
2016
PC-2016-0075
2016-08-31
iShares S&P National Municipal Bond Fund
Q3
2016
PC-2016-0074
2016-08-31
iShares S&P U.S. Preferred Stock Index Fund
Q3
2016
PC-2016-0073
2016-08-31
iShares Short Maturity Bond ETF
Q3
2016
PC-2016-0072
2016-08-31
iShares Short Maturity Municipal Bond ETF
Q3
2016
PC-2016-0071
2016-08-31
iShares U.S. ETF Trust
Q3
2016
PC-2016-0070
2016-08-31
iShares Yield Optimized Bond ETF
Q3
2016
PC-2016-0069
2016-08-31
iShares Trust
Q3
2016
PC-2016-0068
2016-08-31
iShares Trust
Q3
2016
PC-2016-0067
2016-08-31
Janus Detroit Street Funds
Q3
2016
PC-2016-0066
2016-08-31
John Hancock Exchange-Traded Fund Trust
Q3
2016
PC-2016-0065
2016-08-31
John Hancock Multifactor Funds
Q3
2016
PC-2016-0064
2016-08-31
JPMorgan Chase & Co. ETN
Q3
2016
PC-2016-0063
2016-08-31
JPMorgan Diversified Return U.S. Equity ETF
Q3
2016
PC-2016-0062
2016-08-31
KraneShares E Fund China Commercial Paper ETF
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.