Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0111
2016-08-31
iPath Leveraged Equity ETNs (Eleven ETNs)
Q3
2016
PC-2016-0110
2016-08-31
iPath S&P GSCI Crude Oil Total Return Index ETN
Q3
2016
PC-2016-0109
2016-08-31
iPath S&P MLP Exchange Traded Notes
Q3
2016
PC-2016-0108
2016-08-31
iPath US Treasury 5-year Bear Exchange Traded Notes
Q3
2016
PC-2016-0107
2016-08-31
iPath US Treasury 5-year Bull Exchange Traded Notes
Q3
2016
PC-2016-0106
2016-08-31
IQ CPI Inflation Hedged ETF
Q3
2016
PC-2016-0105
2016-08-31
IQ Enhanced Core Bond U.S. ETFs
Q3
2016
PC-2016-0104
2016-08-31
iShares Emerging Markets High Yield Bond Fund
Q3
2016
PC-2016-0103
2016-08-31
iShares 10+ Year Credit Bond Fund
Q3
2016
PC-2016-0102
2016-08-31
iShares Barclays GNMA Bond Fund
Q3
2016
PC-2016-0101
2016-08-31
iShares Convertible Bond ETF
Q3
2016
PC-2016-0100
2016-08-31
iShares Trust
Q3
2016
PC-2016-0099
2016-08-31
iShares Currency Hedged Global ex USD High Yield Bond ETF
Q3
2016
PC-2016-0098
2016-08-31
iShares Funds
Q3
2016
PC-2016-0097
2016-08-31
iShares Edge MSCI Multifactor Sector ETFs
Q3
2016
PC-2016-0096
2016-08-31
iShares Emerging Markets Corporate Bond Fund
Q3
2016
PC-2016-0095
2016-08-31
iShares Trust
Q3
2016
PC-2016-0094
2016-08-31
iShares Floating Rate Note Fund
Q3
2016
PC-2016-0093
2016-08-31
iShares Global High Yield Corporate Bond Fund
Q3
2016
PC-2016-0092
2016-08-31
iShares High Dividend Equity Fund
Q3
2016
PC-2016-0091
2016-08-31
iShares Trust
Q3
2016
PC-2016-0090
2016-08-31
iShares iBonds Dec 2020 Corporate ETF
Q3
2016
PC-2016-0089
2016-08-31
iShares iBonds
Q3
2016
PC-2016-0088
2016-08-31
iShares iBonds Sep 2020 AMT-Free Muni Bond ETF
Q3
2016
PC-2016-0087
2016-08-31
iShares Trust ETFs
Q3
2016
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