Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2016-08-31

SPDR Lehman International Treasury Bond ETF

2016-08-31

SPDR Lehman Municipal Bond ETF

2016-08-31

SPDR MSCI ACWI Low Carbon Target ETF

2016-08-31

SPDR MSCI China A Shares IMI ETF

2016-08-31

SPDR MSCI EM 50 ETF and SPDR MSCI ACWI IMI ETF

2016-08-31

SPDR MSCI EM Beyond BRIC ETF

2016-08-31

SPDR MSCI MIX Exchange Traded Fund Trust

2016-08-31

SPDR Nuveen Barclays Capital Build America Bond ETF

2016-08-31

SPDR Nuveen S&P High Yield Municipal Bond ETF

2016-08-31

SPDR Series Trust

2016-08-31

SPDR Russell 1000 Focus ETFs

2016-08-31

SPDR Russell 2000 ETF

2016-08-31

SPDR Funds

2016-08-31

SPDR S&P 500 Fossil Fuel Free ETF

2016-08-31

SPDR S&P 500 High Dividend ETF

2016-08-31

SPDR S&P BRIC 40 Exchange-Traded Fund

2016-08-31

SPDR Funds

2016-08-31

SPDR S&P Emerging Markets Small Cap ETF

2016-08-31

SPDR S&P Global Natural Resources ETF

2016-08-31

SPDR® S&P® International Dividend ETF

2016-08-31

SPDR S&P North American Natural Resources ETF

2016-08-31

SPDR S&P Russia Exchange-Traded Fund

2016-08-31

SPDR S&P Software, Healthcare and Aerospace & Defense ETF

2016-08-31

SPDR SSGA Gender Diversity Index ETF

2016-08-31

SPDR SSgA Multi-Asset Real Return ETF, SPDR SSgA Income Allocation ETF and SPDR SSgA Global Allocation ETF