Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0786
2016-08-31
iShares Trust ETFs
Q3
2016
PC-2016-0785
2016-08-31
iShares Commodities Select Strategy ETF
Q3
2016
PC-2016-0784
2016-08-31
iShares Core ETFs
Q3
2016
PC-2016-0783
2016-08-31
iShares Currency Hedged JPX-Nikkei 400 ETF
Q3
2016
PC-2016-0782
2016-08-31
iShares, Inc.
Q3
2016
PC-2016-0781
2016-08-31
IShares Currency Hedged MSCI Emerging Markets ETF
Q3
2016
PC-2016-0780
2016-08-31
iShares Currency Hedged MSCI ETFs
Q3
2016
PC-2016-0779
2016-08-31
iShares Trust
Q3
2016
PC-2016-0778
2016-08-31
iShares Edge MSCI Multifactor Emerging Markets ETF
Q3
2016
PC-2016-0777
2016-08-31
iShares Trust Exchange Traded Funds
Q3
2016
PC-2016-0776
2016-08-31
iShares Exponential Technologies ETF
Q3
2016
PC-2016-0775
2016-08-31
iShares Trust
Q3
2016
PC-2016-0774
2016-08-31
iShares Trust
Q3
2016
PC-2016-0773
2016-08-31
iShares Trust
Q3
2016
PC-2016-0772
2016-08-31
iShares FTSE NAREIT Funds
Q3
2016
PC-2016-0771
2016-08-31
E-TRACS UBS Bloomberg CMCI ETN
Q3
2016
PC-2016-0770
2016-08-31
iShares® Morningstar Multi-Asset Income Index Fund
Q3
2016
PC-2016-0769
2016-08-31
iShares Funds
Q3
2016
PC-2016-0768
2016-08-31
iShares MSCI ACWI Low Carbon Target ETF
Q3
2016
PC-2016-0767
2016-08-31
iShares MSCI All Country Asia ex Japan Index Fund
Q3
2016
PC-2016-0766
2016-08-31
iShares Trust Exchange Traded Funds
Q3
2016
PC-2016-0765
2016-08-31
iShares MSCI All Peru Capped Index Fund
Q3
2016
PC-2016-0764
2016-08-31
iShares Trust
Q3
2016
PC-2016-0763
2016-08-31
iShares MSCI China A ETF
Q3
2016
PC-2016-0762
2016-08-31
iShares Trust
Q3
2016
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