Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-09-25

IEX Options: Obvious or Catastrophic Error Submissions

2026-09-24

IEX Options: Market Maker Quote Size

2026-09-24

IEX Options: Penny Program

2026-09-24

IEX Options: Capacity Codes

2026-09-24

IEX Options: Rules Incorporated by Reference

2026-09-24

IEX Options: Compliance with Section 11(a) of the Securities Exchange Act of 1934 and the Rules thereunder

2026-08-07

Update to Equities Trading Halt Rules

2026-08-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2026-07-13

Amendments to IEX Rule 16.160 related to the distribution of Information Circulars for UTP Exchange Traded Products

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2016-08-31

Global X Funds ETF

2016-08-31

Global X Junior MLP ETF

2016-08-31

Global X Lithium ETF

2016-08-31

Global X MLP & Energy Infrastructure ETF

2016-08-31

Global X MLP ETF

2016-08-31

Global X MSCI Pakistan ETF

2016-08-31

Global X Nasdaq China Technology ETF

2016-08-31

Global X Next Emerging & Frontier ETF

2016-08-31

Global X Scientific Beta US ETF

2016-08-31

Global X Social Media Index ETF

2016-08-31

Global X SuperDividend Alternatives ETF

2016-08-31

Global X SuperDividend ETF

2016-08-31

Global X SuperDividend REIT ETF

2016-08-31

Global X SuperIncome Preferred ETF

2016-08-31

Global X Uranium ETF

2016-08-31

Goldman Sachs ActiveBeta Emerging Markets Equity ETF

2016-08-31

Goldman Sachs ActiveBeta Equity ETFs

2016-08-31

Goldman Sachs ActiveBeta International Equity ETF

2016-08-31

GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN

2016-08-31

GSCI Total Return Index

2016-08-31

Guggenheim Emerging Market Real Estate ETF

2016-08-31

Guggenheim Large Cap Optimized Diversification ETF

2016-08-31

Guggenheim S&P 100 Equal Weight ETF

2016-08-31

Guggenheim S&P High Income Infrastructure ETF

2016-08-31

Guggenheim U.S. Large Cap Optimized Volatility ETF