Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2018-02-27

Innovation Shares NextGen Vehicles & Technology ETF

2018-02-27

Horizons Cadence Hedged US Dividend Yield ETF

2018-02-27

First Trust Institutional Preferred Securities and Income ETF

2018-02-27

First Trust Nasdaq Artificial Intelligence and Robotics ETF

2018-02-27

Direxion Daily Emerging Markets Bond Bull 3X Shares

2018-02-13

WisdomTree Cboe Russell 2000 PutWrite Strategy Fund

2018-02-13

U.S. Equity Cumulative Dividends and Ex-Dividend Fund Series

2018-02-13

Strategy Shares Nasdaq 7HANDL Index ETF

2018-02-13

Reality Shares Nasdaq NexGen Economy ETF

2018-02-13

Motley Fool 100 Index ETF

2018-02-13

KraneShares MSCI All China Health Care Index ETF

2018-02-13

KraneShares Electric Vehicles and Future Mobility Index ETF

2018-02-13

JPMorgan USD Emerging Markets Sovereign Bond ETF

2018-02-13

JPMorgan Long/Short ETF

2018-02-13

iPathA Series B Bloomberg ETNs

2018-02-13

iPath Series B S&P 500 VIX Notes

2018-02-13

InsightShares Patriotic Employers ETF

2018-02-13

Innovation Shares NextGen Protocol ETF

2018-02-13

GraniteShares Platinum Shares ETF

2018-02-13

Franklin FTSE ETFs

2018-02-13

First Trust Indxx Innovative Transaction & Process ETF

2018-02-13

Fidelity International High Dividend ETF

2018-02-13

BMO REX MicroSectors ETNs

2018-02-13

Amplify Transformational Data Sharing ETF

2018-02-13

Affinity World Leaders Equity ETF