Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-10-15

TrueShares Structured Outcome (September) ETF

2020-09-10

Sterling Capital Focus Equity ETF

2020-09-10

Direxion Connected Consumer ETF

2020-09-10

CornerCap Fundametrics Large-Cap ETF

2020-09-10

Innovator ETFs Trust

2020-09-10

Anfield Dynamic Fixed Income ETF

2020-09-10

North Shore Dual Share Class ETF

2020-09-10

FT Cboe Vest Fund of Buffer ETFs

2020-09-10

T. Rowe Price Exchange-Traded Funds, Inc.

2020-09-10

Defiance Nasdaq Junior Biotechnology ETF

2020-09-10

TrueShares Structured Outcome (August) ETF

2020-08-18

KFA Global Carbon ETF

2020-08-18

Global X Telemedicine & Digital Health ETF

2020-08-18

KraneShares MSCI China ESG Leaders Index ETF

2020-08-18

SPDR S&P 500 ESG ETF

2020-08-18

Global Beta ETF Trust

2020-08-18

First Trust Multi-Manager Large Growth ETF

2020-08-18

First Trust Exchange-Traded Fund VIII

2020-08-18

Inspire Tactical Balanced ESG ETF

2020-08-18

iShares iBonds Dec 2030 Term Treasury ETF

2020-08-18

Franklin Liberty Ultra Short Bond ETF

2020-08-18

ETRACS Alerian Midstream Energy Dividend Index ETN

2020-08-18

American Century ETF Trust

2020-08-18

Global X Education ETF

2020-08-18

Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF