Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-05-16

Simplify Macro Strategy ETF

2022-05-16

Teucrium Agricultural Strategy No K-1 ETF

2022-05-11

SPDR MarketAxess Investment Grade 400 Corporate Bond ETF

2022-05-09

Gabelli Financial Services Opportunities ETF

2022-05-06

Akros Monthly Payout ETF

2022-05-06

JPMorgan Market Expansion Enhanced Equity ETF

2022-05-06

Dimensional US Marketwide Value ETF

2022-05-03

JPMorgan Nasdaq Equity Premium Income ETF

2022-05-03

Merk Stagflation ETF

2022-05-02

6.00% Notes due 2027

2022-04-29

AXS 2X Innovation ETF

2022-04-29

AXS Short China Internet ETF

2022-04-27

Global X Metaverse ETF

2022-04-27

KraneShares Global Carbon Offset Strategy ETF

2022-04-27

AdvisorShares Trust

2022-04-26

iShares Blockchain and Tech ETF

2022-04-26

Dimensional ETF Trust

2022-04-26

iShares Emergent Food and AgTech Multisector ETF

2022-04-22

Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF

2022-04-22

FMC Excelsior Focus Equity ETF

2022-04-21

SPDR MSCI ACWI Climate Paris Aligned ETF

2022-04-21

SPDR MSCI USA Climate Paris Aligned ETF

2022-04-20

Fidelity Merrimack Street Trust

2022-04-20

FlexShares ESG & Climate Emerging Markets Core Index Fund

2022-04-20

Fidelity Crypto Industry and Digital Payments ETF