Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2022-10-12

KraneShares Electrification Metals Strategy ETF

2022-10-12

Harbor Corporate Culture ETF

2022-10-12

VictoryShares WestEnd U.S. Sector ETF

2022-10-11

Schwab Municipal Bond ETF

2022-10-10

God Bless America ETF

2022-10-10

Unlimited HFND Multi-Strategy Return Tracker ETF

2022-10-06

VanEck Morningstar SMID Moat ETF

2022-10-06

Burney U.S. Factor Rotation ETF

2022-10-05

Strive U.S. Semiconductor ETF

2022-10-05

NightShares 500 1x/1.5x ETF

2022-10-05

BlackRock Floating Rate Loan ETF

2022-10-05

Distillate Small/Mid Cash Flow ETF

2022-10-04

SRH U.S. Quality ETF

2022-10-04

Thrivent Small-Mid Cap ESG ETF

2022-10-04

Global X Russell 2000 Covered Call & Growth ETF

2022-10-03

Bitwise Web3 ETF

2022-09-30

Putnam ETF Trust

2022-09-29

Simplify Bitcoin Strategy PLUS Income ETF

2022-09-29

Altrius Global Dividend ETF

2022-09-29

AXS Green Alpha ETF

2022-09-29

American Century ETF Trust

2022-09-27

Noble Absolute Return ETF

2022-09-27

John Hancock U.S. High Dividend ETF

2022-09-21

iShares MSCI Water Management Multisector ETF

2022-09-21

WisdomTree Emerging Markets ex-China Fund