Information Circulars

General Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2020-04-08
Establishment of the CMRWG
Q2
2020
2020-03-17
SEC No-Action Relief regarding CAT Reporting
Q1
2020
2020-01-07
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2020
2020-01-07
Notice Regarding Filing of Annual Audited Reports
Q1
2020
2019-09-24
Market Quality Incentive Programs
Q3
2019
2019-07-23
Chief Compliance Officer examination and registration requirements
Q3
2019
2019-02-01
Consolidated Audit Trail (CAT) Update
Q1
2019
2019-01-10
Active Military Leave Guidance
Q1
2019
2019-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2019
2019-01-10
Notice Regarding Filing of Annual Audited Reports
Q1
2019
2018-09-28
Amendments to Membership Registration and Qualification Requirements
Q3
2018
2018-03-05
Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements
Q1
2018
2018-01-09
Notice Regarding Filing of Annual Audited Reports
Q1
2018
2018-01-08
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2018
2017-10-03
Introduction of the IEX Market Maker Peg Order Type
Q4
2017
2017-04-11
Consolidated Audit Trail ("CAT") Clock Synchronization Study
Q2
2017
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2025-03-03
PGIM S&P 500 Max Buffer ETF – March
Q1
2025
2025-03-03
Innovator ETFs Trust
Q1
2025
2025-02-28
Calamos ETF Trust
Q1
2025
2025-02-28
Goldman Sachs U.S. Large Cap Buffer 3 ETF
Q1
2025
2025-02-28
AllianzIM U.S. Equity Buffer15 Uncapped Mar ETF
Q1
2025
2025-02-27
Tidal Trust III
Q1
2025
2025-02-27
Eaton Vance High Income Municipal ETF
Q1
2025
2025-02-27
RockCreek Global Equality ETF
Q1
2025
2025-02-26
JLens 500 Jewish Advocacy U.S. ETF
Q1
2025
2025-02-26
First Trust Small Cap Buy-Write Income ETF
Q1
2025
2025-02-26
SPDR SSGA Apollo IG Public & Private Credit ETF
Q1
2025
2025-02-25
GraniteShares ETF Trust
Q1
2025
2025-02-25
The RBB Fund Trust Longview Advantage ETF
Q1
2025
2025-02-25
SMI 3Fourteen REAL Asset Allocation ETF
Q1
2025
2025-02-25
Touchstone Sands Capital Emerging Markets ex-China Growth ETF
Q1
2025
2025-02-24
F/m Ultrashort Treasury Inflation-Protected Security (TIPS) ETF
Q1
2025
2025-02-24
Matrix Advisors Value ETF
Q1
2025
2025-02-24
First Trust Exchange- Traded Fund VIII
Q1
2025
2025-02-20
Yoke Core ETF
Q1
2025
2025-02-20
Twin Oak Active Opportunities ETF
Q1
2025
2025-02-20
YieldMax Russell 2000 0DTE Covered Call Strategy ETF
Q1
2025
2025-02-20
Franklin Crypto Index ETF
Q1
2025
2025-02-20
Invesco Steelpath MLP & Energy Infrastructure ETF
Q1
2025
2025-02-20
Bank of Montreal Notes
Q1
2025
2025-02-19
Sprott Active Gold & Silver Miners ETF
Q1
2025
No results found.
There are no results with this criteria. Try changing your search.