Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0061
2016-08-31
Lattice U.S. Equity Strategy ETF
Q3
2016
PC-2016-0060
2016-08-31
Market Vectors ETF
Q3
2016
PC-2016-0059
2016-08-31
Lehman Brothers AMT-Free Short Municipal Index ETF
Q3
2016
PC-2016-0058
2016-08-31
Loncar Cancer Immunotherapy ETF
Q3
2016
PC-2016-0057
2016-08-31
Market Vectors - Environmental Services ETF
Q3
2016
PC-2016-0056
2016-08-31
Market Vectors - High Yield Municipal Index ETF
Q3
2016
PC-2016-0055
2016-08-31
Market Vectors ETFs
Q3
2016
PC-2016-0054
2016-08-31
Market Vectors CEF Municipal Income ETF
Q3
2016
PC-2016-0053
2016-08-31
Market Vectors ChinaAMC China Bond ETF
Q3
2016
PC-2016-0052
2016-08-31
Market Vectors Emerging Markets High Yield Bond ETF
Q3
2016
PC-2016-0051
2016-08-31
Market Vectors Emerging Markets Local Currency Bond ETF
Q3
2016
PC-2016-0050
2016-08-31
Market Vectors Exchange Traded Notes
Q3
2016
PC-2016-0049
2016-08-31
Market Vectors Fallen Angel High Yield Bond ETF
Q3
2016
PC-2016-0048
2016-08-31
iShares GSCI Commodity-Indexed Trust
Q3
2016
PC-2016-0047
2016-08-31
Market Vectors Investment Grade Floating Rate ETF
Q3
2016
PC-2016-0046
2016-08-31
Market Vectors Morningstar Wide Moat Research ETF
Q3
2016
PC-2016-0045
2016-08-31
Market Vectors Pre-Refunded Municipal Index ETF
Q3
2016
PC-2016-0044
2016-08-31
Market Vectors Preferred Securities ex Financial ETF
Q3
2016
PC-2016-0043
2016-08-31
Market Vectors ETFs
Q3
2016
PC-2016-0042
2016-08-31
Market Vectors Short High-Yield Municipal Index ETF
Q3
2016
PC-2016-0041
2016-08-31
MomentumShares U.S. Quantitative Momentum ETF
Q3
2016
PC-2016-0040
2016-08-31
Morgan Stanley - Market Vector ETNs
Q3
2016
PC-2016-0039
2016-08-31
Morgan Stanley Cushing MLP High Income Index Exchange-Traded Notes
Q3
2016
PC-2016-0038
2016-08-31
Morgan Stanley-Market Vectors Currency ETN
Q3
2016
PC-2016-0037
2016-08-31
Nashville Area ETF
Q3
2016
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