Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2016-08-31

The 3DPrinting ETF

2016-08-31

Alerian MLP ETF

2016-08-31

AlphaClone International ETF

2016-08-31

ALPS Emerging Sector Dividend Dogs ETF

2016-08-31

ALPS Medical Breakthroughs ETF

2016-08-31

ALPS Sector Dividend Dogs ETF

2016-08-31

ALPS U.S. Equity High Volatility Put Write Index Fund

2016-08-31

Aptus Behavioral Momentum ETF

2016-08-31

ARK Genomic Revolution Multi-Sector and Innovation ETFs

2016-08-31

ARK ETF Trust

2016-08-31

Arrow QVM Equity Factor ETF

2016-08-31

Barclays Asian and Gulf Currency Revaluation ETN

2016-08-31

Barclays ETN+ FI Enhanced Europe 50 ETNs

2016-08-31

Barclays ETN+ FI Enhanced Global High Yield ETNs

2016-08-31

Barclays ETN+ Inverse S&P 500® VIX Short-Term Futures™ ETN

2016-08-31

Barclays GEMS Index ETN

2016-08-31

BullMark LatAm Select Leaders ETF

2016-08-31

Cambria Emerging Shareholder Yield ETF

2016-08-31

Cambria Foreign Shareholder Yield ETF

2016-08-31

Cambria Global Asset Allocation ETF

2016-08-31

Citigroup Global Markets Holdings Inc.

2016-08-31

Claymore/BNY Mellon Frontier Markets ETF

2016-08-31

Claymore China Technology ETF

2016-08-31

Claymore/Clear Global Timber Index ETF

2016-08-31

Claymore S&P Global Water Index ETF