Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2016-08-31

SPDR SSgA Risk Aware ETF

2016-08-31

SPDR SSgA Ultra Short Term Bond ETF

2016-08-31

SPDR Wells Fargo Preferred Stock ETF

2016-08-31

Sprott Buzz Social Media Insights ETF

2016-08-31

Sprott Gold Miners ETF

2016-08-31

Sprott Junior Gold Miners ETF

2016-08-31

SSgA Active ETF Trust

2016-08-31

Stock Split Index Fund

2016-08-31

StreetTRACKS Index Share Funds

2016-08-31

StreetTRACKS Series Trust

2016-08-31

Teucrium Agricultural Fund

2016-08-31

Teucrium Wheat, Soybean and Sugar Fund

2016-08-31

Select Sector SPDR Funds

2016-08-31

The iShares Core International Aggregate Bond ETF

2016-08-31

The Restaurant ETF

2016-08-31

Tierra XP Latin America Real Estate ETF

2016-08-31

Tortoise North American Pipeline Fund

2016-08-31

Treasury-Hedged High Yield Bond ETF

2016-08-31

TrimTabs Intl Free-Cash-Flow ETF

2016-08-31

Tuttle Tactical Management Multi-Strategy Income ETF

2016-08-31

Tuttle Tactical Management U.S. Core ETF

2016-08-31

U.S. Global Jets ETF

2016-08-31

UBS AG (ETNs)

2016-08-31

UBS AG

2016-08-31

UBS AG 2X Leveraged Long Exchange Traded Access Securities Linked to the Wells Fargo Business Development Company Index