General Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR

‍

Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2016-08-31
SPDR Barclays 1-10 Year TIPS ETF
Q3
2016
2016-08-31
SPDR Barclays Capital Convertible Bond ETF
Q3
2016
2016-08-31
SPDR Barclays Capital Emerging Markets Local Bond ETF
Q3
2016
2016-08-31
SPDR Barclays Capital Intermediate Term Credit Bond ETF
Q3
2016
2016-08-31
SPDR Barclays Capital International Corporate Bond ETF
Q3
2016
2016-08-31
SPDR Barclays Capital Investment Grade Floating Rate and Short Term Treasury ETFs
Q3
2016
2016-08-31
SPDR Barclays Capital Issuer Scored Corporate Bond ETF
Q3
2016
2016-08-31
SPDR Barclays Capital Long Term Credit Bond ETF
Q3
2016
2016-08-31
SPDR Barclays Capital Short Term Corporate Bond ETF
Q3
2016
2016-08-31
SPDR Barclays Capital Short Term High Yield Bond ETF
Q3
2016
2016-08-31
SPDR Series Trust
Q3
2016
2016-08-31
SPDR Barclays International High Yield Bond ETF
Q3
2016
2016-08-31
SPDR Blackstone / GSO Senior Loan ETF
Q3
2016
2016-08-31
SPDR Series Trust
Q3
2016
2016-08-31
SPDR Dorsey Wright Fixed Income Allocation ETF
Q3
2016
2016-08-31
SPDR DoubleLine ETFs
Q3
2016
2016-08-31
SPDR DoubleLine Total Return Tactical ETF
Q3
2016
2016-08-31
SPDR EURO STOXX 50 Currency Hedged ETF
Q3
2016
2016-08-31
SPDR FactSet Innovative Technology ETF
Q3
2016
2016-08-31
SPDR Index Funds ETF Shares
Q3
2016
2016-08-31
SPDR Index Shares Funds
Q3
2016
2016-08-31
SPDR Index Shares Funds
Q3
2016
2016-08-31
SPDR Index Shares Funds
Q3
2016
2016-08-31
SPDR Series Trust
Q3
2016
2016-08-31
SPDR Lehman High Yield Bond ETF
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.