Information Circulars

General Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2020-04-08
Establishment of the CMRWG
Q2
2020
2020-03-17
SEC No-Action Relief regarding CAT Reporting
Q1
2020
2020-01-07
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2020
2020-01-07
Notice Regarding Filing of Annual Audited Reports
Q1
2020
2019-09-24
Market Quality Incentive Programs
Q3
2019
2019-07-23
Chief Compliance Officer examination and registration requirements
Q3
2019
2019-02-01
Consolidated Audit Trail (CAT) Update
Q1
2019
2019-01-10
Active Military Leave Guidance
Q1
2019
2019-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2019
2019-01-10
Notice Regarding Filing of Annual Audited Reports
Q1
2019
2018-09-28
Amendments to Membership Registration and Qualification Requirements
Q3
2018
2018-03-05
Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements
Q1
2018
2018-01-09
Notice Regarding Filing of Annual Audited Reports
Q1
2018
2018-01-08
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q1
2018
2017-10-03
Introduction of the IEX Market Maker Peg Order Type
Q4
2017
2017-04-11
Consolidated Audit Trail ("CAT") Clock Synchronization Study
Q2
2017
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2016-08-31
Vident Core US Bond Strategy ETF
Q3
2016
2016-08-31
WBI TacticalRotation Shares
Q3
2016
2016-08-31
WisdomTree Barclays U.S. Aggregate Bond Enhanced Yield Fund
Q3
2016
2016-08-31
WisdomTree Trust Funds
Q3
2016
2016-08-31
WisdomTree Bloomberg Floating Rate Treasury Fund
Q3
2016
2016-08-31
WisdomTree Bloomberg U.S. Dollar Bullish Fund
Q3
2016
2016-08-31
WisdomTree CBOE S&P 500 PutWrite Strategy Fund
Q3
2016
2016-08-31
WisdomTree Coal Fund Shares
Q3
2016
2016-08-31
WisdomTree Commodity Currency Strategy Fund
Q3
2016
2016-08-31
WisdomTree Continuous Commodity Index Fund
Q3
2016
2016-08-31
WisdomTree Dreyfus Funds
Q3
2016
2016-08-31
WisdomTree Trust
Q3
2016
2016-08-31
WisdomTree Trust
Q3
2016
2016-08-31
WisdomTree Emerging Currency Strategy Fund
Q3
2016
2016-08-31
WisdomTree Emerging Markets Consumer Growth Fund
Q3
2016
2016-08-31
WisdomTree Trust
Q3
2016
2016-08-31
WisdomTree Emerging Markets Quality Dividend Growth Fund
Q3
2016
2016-08-31
WisdomTree Emerging Markets High-Yielding Equity Fund
Q3
2016
2016-08-31
WisdomTree Emerging Markets Local Debt Fund
Q3
2016
2016-08-31
WisdomTree Emerging Markets SmallCap Dividend Fund
Q3
2016
2016-08-31
WisdomTree Trust
Q3
2016
2016-08-31
WisdomTree Europe Hedged SmallCap Equity Fund
Q3
2016
2016-08-31
WisdomTree Fundamental U.S. Corporate Bond Funds
Q3
2016
2016-08-31
WisdomTree Germany Hedged Equity Fund
Q3
2016
2016-08-31
WisdomTree Trust
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.