Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0636
2016-08-31
PowerShares Exchange-Traded Fund Trust II
Q3
2016
PC-2016-0635
2016-08-31
PowerShares S&P BuyWrite Portfolio
Q3
2016
PC-2016-0634
2016-08-31
PowerShares S&P Low Volatility Portfolio ETFs
Q3
2016
PC-2016-0633
2016-08-31
PowerShares Funds
Q3
2016
PC-2016-0632
2016-08-31
PowerShares Senior Loan Portfolio
Q3
2016
PC-2016-0631
2016-08-31
PowerShares Variable Rate Preferred Portfolio
Q3
2016
PC-2016-0630
2016-08-31
Principal Funds
Q3
2016
PC-2016-0629
2016-08-31
ProShares CDS Short North American HY Credit ETF
Q3
2016
PC-2016-0628
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0627
2016-08-31
ProShares German Sovereign/Sub-Sovereign ETF
Q3
2016
PC-2016-0626
2016-08-31
ProShares Global Listed Private Equity ETF
Q3
2016
PC-2016-0625
2016-08-31
ProShares Hedge Replication ETF
Q3
2016
PC-2016-0624
2016-08-31
ProShares Hedged FTSE ETFs
Q3
2016
PC-2016-0623
2016-08-31
ProShares High Yield-Interest Rate Hedged ETF
Q3
2016
PC-2016-0622
2016-08-31
ProShares Investment Grade-Interest Rate Hedged
Q3
2016
PC-2016-0621
2016-08-31
ProShares Managed Futures Strategy ETF
Q3
2016
PC-2016-0620
2016-08-31
ProShares Merger ETF
Q3
2016
PC-2016-0619
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0618
2016-08-31
ProShares MSCI EAFE Dividend Growers ETF
Q3
2016
PC-2016-0617
2016-08-31
ProShares MSCI Emerging Markets Dividend Growers ETF
Q3
2016
PC-2016-0616
2016-08-31
ProShares MSCI Europe Dividend Growers ETF
Q3
2016
PC-2016-0615
2016-08-31
ProShares RAFI Long/Short
Q3
2016
PC-2016-0614
2016-08-31
ProShares S&P 500 Aristocrats ETF
Q3
2016
PC-2016-0613
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0612
2016-08-31
ProShares Short 20+ Year Treasury ETF
Q3
2016
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