Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2016-08-31

Direxion iBillionaire Index ETF

2016-08-31

Direxion NASDAQ-100 Equal Weighted Index Shares

2016-08-31

Direxion S&P 500 RC Volatility Response Shares

2016-08-31

Direxion Shares ETF Trust

2016-08-31

Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares

2016-08-31

EGShares Beyond BRICs ETF and EGShares Emerging Markets Domestic Demand ETF

2016-08-31

EGShares Emerging Markets Core ETF

2016-08-31

ELEMENTS Linked to the MLCX Biofuels Index Total

2016-08-31

AB Svensk Exportkredit (Swedish Export Credit Corporation)

2016-08-31

Elkhorn S&P High Quality Preferred ETF

2016-08-31

Emerging Global Shares Dow Jones Emerging Markets Consumer Titans Index Fund

2016-08-31

EMQQ The Emerging Markets Internet & Ecommerce ETF

2016-08-31

First Trust Horizon Managed Volatility ETFs

2016-08-31

Global X Millennials Thematic ETF

2016-08-31

iSectors Post-MPTGrowth ETF

2016-08-31

Legg Mason International Low Volatility High Dividend ETF

2016-08-31

Market Vectors ETF Trust

2016-08-31

Principal Exchange-Traded Funds

2016-08-31

SPDR S&P 1500 ETFs

2016-08-31

SPDR S&P Technology Hardware and Internet ETFs

2016-08-31

Sprott Physical Gold Trust

2016-08-31

Sprott Physical Platinum and Palladium Trust

2016-08-31

Sprott Physical Silver Trust

2016-08-31

Summit Water Infrastructure Multifactor ETF

2016-08-31

Vanguard Mega Cap 300 ETFs