Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2016-08-31

PowerShares DB G10 Currency Harvest Fund

2016-08-31

PowerShares DB Japanese Government Bond Futures ETNs

2016-08-31

PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio

2016-08-31

PowerShares DB US Dollar Index Bullish and Bearish Funds

2016-08-31

PowerShares DWA Momentum & Low Volatility Rotation Portfolio

2016-08-31

PowerShares DWA SmallCap Technical Leaders Portfolio

2016-08-31

PowerShares DWA Tactical Multi-Asset Income Portfolio

2016-08-31

PowerShares Emerging Markets Infrastructure Portfolio

2016-08-31

PowerShares ETF Trust II

2016-08-31

PowerShares Europe Currency Hedged Low Volatility Portfolio

2016-08-31

PowerShares Exchange-Traded Fund Trust II

2016-08-31

PowerShares Exchange-Traded Fund Trust II

2016-08-31

PowerShares Exchange-Traded Trust Fund II

2016-08-31

PowerShares FTSE RAFI US 1500 Small-Mid Portfolio

2016-08-31

PowerShares Fundamental Investment Grade Corporate Bond Portfolio

2016-08-31

PowerShares Fundamental Pure Large Growth and Value Portfolios

2016-08-31

PowerShares Funds

2016-08-31

PowerShares Global Exchange Traded Funds

2016-08-31

PowerShares Global Short Term High Yield Bond Portfolio

2016-08-31

PowerShares ETF Trust II

2016-08-31

PowerShares India Portfolio

2016-08-31

PowerShares International BuyBack Achievers Portfolio

2016-08-31

PowerShares International Corporate Bond Portfolio

2016-08-31

PowerShares KBW Bank Portfolio

2016-08-31

PowerShares KBW ETFs