Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2017-01-11

WBI Power Factor High Dividend ETF

2017-01-11

John Hancock Multifactor Developed International ETF

2017-01-11

Direxion Shares ETF Trust

2017-01-11

Pacer US Cash Cows 100 ETF

2017-01-11

NuSharesShort-TermREITETF

2017-01-11

O'Shares FTSE Russell Small Cap Quality Dividend Quality ETF

2017-01-11

Amplify YieldShares CWP Dividend & Options Income ETF

2017-01-11

BMO Elkhorn DWA MLP Select Index Exchange Traded Notes Due December 10,

2017-01-11

UBS ETRACS – ProShares Daily 3X Crude ETNs

2016-12-16

Virtus Newfleet Dynamic Credit ETF

2016-12-16

Deutsche X-trackers USD High Yield Corporate Bond ETF

2016-12-16

Janus SG Global Quality Income ETF

2016-12-16

iShares MSCI USA ESG Optimized ETF

2016-12-16

PowerShares Exchange-Traded Fund Trust II

2016-12-16

The WEAR ETF

2016-12-16

VelocityShares 3x Crude Oil ETNs

2016-11-23

WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund

2016-11-23

Goldman Sachs Hedge Industry VIP ETF

2016-11-23

Oppenheimer Revenue Weighted ETF Trust

2016-11-23

Janus Short Duration Income ETF

2016-11-23

Direxion Daily CSI China Internet Index Bull 2X Shares

2016-11-23

iShares Core 5-10 Year USD Bond ETF

2016-11-23

Global X MSCI SuperDividend EAFE ETF

2016-11-23

JPMorgan Diversified Return U.S. Small Cap Equity ETF

2016-11-23

American Customer Satisfaction Core Alpha ETF