Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-06-22

Brand Value ETF

2017-06-22

Cushing 30 MLP Index ETNs due June 15, 2037

2017-05-17

Direxion Shares ETF Trust

2017-05-17

First Trust Exchange-Traded Fund VIII

2017-05-17

iShares iBonds Dec 2023 Term Muni Bond ETF

2017-05-17

SerenityShares Impact ETF

2017-05-17

ETF Industry Exposure & Financial Services ETF

2017-05-17

ClearBridge All Cap Growth ETF

2017-05-17

VictoryShares Dividend Accelerator ETF

2017-05-17

iShares MSCI Argentina and Global Exposure ETF

2017-05-17

Franklin Templeton ETF Trust

2017-05-17

Alpha Architect Value Momentum Trend ETF

2017-05-17

VelocityShares 1x Long and Daily Inverse VSTOXX Futures ETNs

2017-05-17

Credit Suisse X-Links Crude Oil Shares Covered Call ETNs due April 24, 2037

2017-04-13

ProShares UltraPro 3X Crude Oil ETFs

2017-04-13

Direxion Auspice Broad Commodity Strategy ETF

2017-04-13

JPMorgan Global Bond Opportunities ETF

2017-04-13

CWA Income ETF

2017-04-13

Bloomberg Commodity ETFs

2017-04-13

NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF

2017-04-13

Hartford Funds Exchange-Traded Trust

2017-04-13

iShares Core MSCI International Developed Markets ETF

2017-04-13

O'Shares FTSE Russell International Quality Dividend ETF

2017-04-13

Active Alts Contrarian ETF

2017-04-13

Saba Closed-End Funds ETF