Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2018-03-23

iShares U.S. ETF Trust

2018-03-23

Citi FI Enhanced Europe 50 ETNs due November 30, 2027

2018-03-23

Breakwave Dry Bulk Shipping ETF

2018-03-23

Barclays ETN+ FI Enhanced Europe 50 Exchange Traded Notes Series C

2018-03-14

NYSE Pickens Oil Response ETF

2018-03-14

Hartford Municipal Opportunities ETF

2018-03-14

Davis Select International ETF

2018-02-27

Xtrackers Eurozone Equity ETF

2018-02-27

Volshares Large Cap ETF

2018-02-27

Vanguard Wellington Fund

2018-02-27

Principal Active Global Dividend Income ETF

2018-02-27

Portfolio+ ETFs

2018-02-27

Oppenheimer ETF Trust

2018-02-27

Innovation Shares NextGen Vehicles & Technology ETF

2018-02-27

Horizons Cadence Hedged US Dividend Yield ETF

2018-02-27

First Trust Institutional Preferred Securities and Income ETF

2018-02-27

First Trust Nasdaq Artificial Intelligence and Robotics ETF

2018-02-27

Direxion Daily Emerging Markets Bond Bull 3X Shares

2018-02-13

WisdomTree Cboe Russell 2000 PutWrite Strategy Fund

2018-02-13

U.S. Equity Cumulative Dividends and Ex-Dividend Fund Series

2018-02-13

Strategy Shares Nasdaq 7HANDL Index ETF

2018-02-13

Reality Shares Nasdaq NexGen Economy ETF

2018-02-13

Motley Fool 100 Index ETF

2018-02-13

KraneShares MSCI All China Health Care Index ETF

2018-02-13

KraneShares Electric Vehicles and Future Mobility Index ETF