Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2018-06-21

Global X Future Analytics Tech ETF

2018-06-21

Fidelity Low Duration Bond Factor ETF

2018-06-21

Fidelity High Yield Factor ETF

2018-06-21

Amplify EASI Tactical Growth ETF

2018-06-11

O'Shares Global Internet Giants ETF

2018-06-11

Franklin Liberty ETFs

2018-06-11

First Trust TCW Unconstrained Plus Bond ETF

2018-06-11

Amplify Advanced Battery Metals and Materials ETF

2018-06-11

AI Powered International Equity ETF

2018-06-01

Virtus InfraCap U.S. Preferred Stock ETF

2018-06-01

USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund

2018-06-01

Salt truBeta High Exposure ETF

2018-06-01

REX BKCM ETF

2018-06-01

ProShares S&P 500 Bond ETF

2018-06-01

Pacer Benchmark Retail Real Estate SCTR ETF

2018-06-01

Pacer Benchmark Industrial Real Estate SCTR ETF

2018-06-01

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

2018-06-01

iShares Inflation Hedged Corporate Bond ETF

2018-06-01

First Trust Dorsey Wright DALI 1 ETF

2018-06-01

Credit Suisse FI Enhanced Europe 50 Exchange Traded

2018-04-20

Global X Autonomous & Electric Vehicles ETF

2018-04-20

Principal Investment Grade Corporate Active ETF

2018-04-20

Hartford Funds Exchange-Traded Trust

2018-04-20

Direxion Daily Robotics, Artificial Intelligence & Automation Index Bull 3X Shares

2018-04-17

GS Finance Corp. Large Cap Growth Index-Linked ETNs Due 2028