Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-10-15

Simplify Risk Parity Treasury ETF

2021-10-15

SPDR Loomis Sayles Opportunistic Bond ETF

2021-10-15

Nuveen Growth Opportunities ETF

2021-10-15

Nuveen ESG Dividend ETF

2021-10-15

FMQQ The Next Frontier Internet & Ecommerce ETF

2021-10-15

Cannabis Growth ETF

2021-10-15

Direxion Daily US Infrastructure Bull 2X Shares

2021-10-15

abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF

2021-10-15

Avantis U.S. Large Cap Value ETF

2021-10-15

Hartford Sustainable Income ETF

2021-10-15

Amplify Digital & Online Trading ETF

2021-10-15

Columbia Short Duration Bond ETF

2021-10-15

CrossingBridge Pre-Merger SPAC ETF

2021-10-15

FlexShares Trust

2021-10-15

AltShares Event-Driven ETF

2021-10-15

First Trust SkyBridge Crypto Industry and Digital Economy ETF

2021-10-15

ETFMG Breakwave Sea Decarbonization Tech ETF

2021-10-15

Quadratic Deflation ETF

2021-10-15

APEX HealthCare ETF

2021-10-15

Harbor ETF Trust

2021-10-15

AdvisorShares Psychedelics ETF

2021-10-15

Goldman Sachs Future Tech Leaders Equity ETF

2021-10-15

Hartford Schroders Commodity Strategy ETF

2021-10-15

UBS AG ETRACS ETNs

2021-10-15

Invesco Exchange-Traded Self-Indexed Fund Trust