Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2023-12-06

Hartford US Quality Growth ETF

2023-12-05

ALPS | Smith Core Plus Bond ETF

2023-12-05

Invesco S&P 500 High Dividend Growers ETF

2023-12-05

Hartford US Value ETF

2023-12-04

Max S&P 500 4x Leveraged ETN

2023-12-04

Vert Global Sustainable Real Estate ETF

2023-12-04

Return Stacked Global Stocks & Bonds ETF

2023-12-01

Harbor Long-Short Equity ETF

2023-11-30

Innovator International Developed Power Buffer ETF - December

2023-11-30

Aztlan North America Nearshoring Stock Selection ETF

2023-11-30

Goldman Sachs ETF Trust

2023-11-29

WHITEWOLF Publicly Listed Private Equity ETF

2023-11-29

Hilton Small-MidCap Opportunity ETF

2023-11-28

Counterpoint Quantitative Equity ETF

2023-11-28

Macquarie ETF Trust

2023-11-27

SP Funds S&P Global Technology ETF

2023-11-27

YieldMax AI Option Income Strategy ETF

2023-11-21

Tema Cardiovascular and Metabolic ETF

2023-11-20

First Trust Exchange-Traded Fund VIII

2023-11-17

First Trust Active Global Quality Income ETF

2023-11-17

Fidelity Covington Trust

2023-11-17

Goose Hollow Enhanced Equity ETF

2023-11-15

Virtus Newfleet Short Duration Core Plus Bond ETF

2023-11-15

Xtrackers US National Critical Technologies ETF

2023-11-14

SoFi Enhanced Yield ETF