Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-08-07

Update to Equities Trading Halt Rules

2026-08-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2026-07-13

Amendments to IEX Rule 16.160 related to the distribution of Information Circulars for UTP Exchange Traded Products

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2024-12-31

PGIM S&P 500 Max Buffer ETF – January

2024-12-31

AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF

2024-12-30

VegTech Plant-based Innovation & Climate ETF

2024-12-27

U.S. Global Technology and Aerospace & Defense ETF

2024-12-26

NestYield Visionary ETF

2024-12-26

Tidal Trust III

2024-12-26

Tweedy, Browne Insider + Value ETF

2024-12-26

The Opal International Dividend Income ETF

2024-12-26

FT Vest U.S. Equity Equal Weight Buffer ETF – December

2024-12-20

Tortoise Power and Energy Infrastructure Fund

2024-12-20

FIS Bright Portfolios Focused Equity ETF

2024-12-20

First Trust Exchange-Traded Fund VIII

2024-12-19

The RBB Fund Trust

2024-12-19

The Advisors’ Inner Circle Fund II

2024-12-18

North Square RCIM Tax-Advantaged Preferred and Income Securities ETF

2024-12-18

The RBB Fund, Inc.

2024-12-18

Neuberger Berman Growth ETF

2024-12-18

Harbor Osmosis Emerging Markets Resource Efficient ETF

2024-12-17

GraniteShares YieldBOOST TSLA ETF

2024-12-17

Global X U.S. Electrification ETF

2024-12-17

Cambria Tax Aware ETF

2024-12-17

Coastal Compass 100 ETF

2024-12-17

Neuberger Berman Total Return Bond ETF

2024-12-17

LSV Disciplined Value ETF

2024-12-17

John Hancock Exchange-Traded Fund Trust