Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2024-12-20

First Trust Exchange-Traded Fund VIII

2024-12-19

The RBB Fund Trust

2024-12-19

The Advisors’ Inner Circle Fund II

2024-12-18

North Square RCIM Tax-Advantaged Preferred and Income Securities ETF

2024-12-18

The RBB Fund, Inc.

2024-12-18

Neuberger Berman Growth ETF

2024-12-18

Harbor Osmosis Emerging Markets Resource Efficient ETF

2024-12-17

GraniteShares YieldBOOST TSLA ETF

2024-12-17

Global X U.S. Electrification ETF

2024-12-17

Cambria Tax Aware ETF

2024-12-17

Coastal Compass 100 ETF

2024-12-17

Neuberger Berman Total Return Bond ETF

2024-12-17

LSV Disciplined Value ETF

2024-12-17

John Hancock Exchange-Traded Fund Trust

2024-12-17

Eventide US Market ETF

2024-12-17

Return Stacked Bonds & Merger Arbitrage ETF

2024-12-17

Pacer Funds Trust

2024-12-17

Alpha Architect Aggregate Bond ETF

2024-12-16

Syntax ETF Trust

2024-12-16

Tidal Trust II

2024-12-13

The Beehive ETF

2024-12-13

Stone Ridge Durable Income ETF

2024-12-12

Themes ETF Trust

2024-12-11

GraniteShares 2x Long SMCI Daily ETF

2024-12-11

Harbor Osmosis International Resource Efficient ETF