Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0411
2016-08-31
Vanguard S&P ETFs
Q3
2016
PC-2016-0410
2016-08-31
Vanguard Scottsdale Funds ETFs
Q3
2016
PC-2016-0409
2016-08-31
Vanguard Short-Term Inflation-Protected Securities Fund
Q3
2016
PC-2016-0408
2016-08-31
Vanguard Tax-Exempt Bond ETF
Q3
2016
PC-2016-0407
2016-08-31
Vanguard Total International Bond ETF
Q3
2016
PC-2016-0406
2016-08-31
Vanguard STAR Funds ETF
Q3
2016
PC-2016-0405
2016-08-31
Vanguard Total World Stock ETF
Q3
2016
PC-2016-0404
2016-08-31
VelocityShares™ ETNs due October 14, 2031
Q3
2016
PC-2016-0403
2016-08-31
VelocityShares Exchange Traded Notes
Q3
2016
PC-2016-0402
2016-08-31
Victory CEMP Emerging Market Volatility Wtd Index ETF
Q3
2016
PC-2016-0401
2016-08-31
Vident Core U.S. Equity ETF
Q3
2016
PC-2016-0400
2016-08-31
Vident International Equity Fund
Q3
2016
PC-2016-0399
2016-08-31
Wisdom Tree Emerging Markets Corporate Bond Fund
Q3
2016
PC-2016-0398
2016-08-31
Wisdom Tree Managed Futures Strategy Fund
Q3
2016
PC-2016-0397
2016-08-31
WisdomTree Asia Local Debt Fund
Q3
2016
PC-2016-0396
2016-08-31
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
Q3
2016
PC-2016-0395
2016-08-31
WisdomTree Global Hedged SmallCap Dividend Fund
Q3
2016
PC-2016-0394
2016-08-31
WisdomTree Global Real Return Fund
Q3
2016
PC-2016-0393
2016-08-31
WisdomTree Trust
Q3
2016
PC-2016-0392
2016-08-31
WisdomTree Trust
Q3
2016
PC-2016-0391
2016-08-31
WisdomTree International Hedged Equity Fund
Q3
2016
PC-2016-0390
2016-08-31
WisdomTree Japan Dividend Growth Fund
Q3
2016
PC-2016-0389
2016-08-31
WisdomTree Japan Hedged Dividend Growth Fund
Q3
2016
PC-2016-0388
2016-08-31
WisdomTree Trust
Q3
2016
PC-2016-0387
2016-08-31
WisdomTree Funds
Q3
2016
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