Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-09-25

IEX Options: Obvious or Catastrophic Error Submissions

2026-09-24

IEX Options: Market Maker Quote Size

2026-09-24

IEX Options: Penny Program

2026-09-24

IEX Options: Capacity Codes

2026-09-24

IEX Options: Rules Incorporated by Reference

2026-09-24

IEX Options: Compliance with Section 11(a) of the Securities Exchange Act of 1934 and the Rules thereunder

2026-08-07

Update to Equities Trading Halt Rules

2026-08-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2026-07-13

Amendments to IEX Rule 16.160 related to the distribution of Information Circulars for UTP Exchange Traded Products

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2016-08-31

SPDR SSgA Risk Aware ETF

2016-08-31

SPDR SSgA Ultra Short Term Bond ETF

2016-08-31

SPDR Wells Fargo Preferred Stock ETF

2016-08-31

Sprott Buzz Social Media Insights ETF

2016-08-31

Sprott Gold Miners ETF

2016-08-31

Sprott Junior Gold Miners ETF

2016-08-31

SSgA Active ETF Trust

2016-08-31

Stock Split Index Fund

2016-08-31

StreetTRACKS Index Share Funds

2016-08-31

StreetTRACKS Series Trust

2016-08-31

Teucrium Agricultural Fund

2016-08-31

Teucrium Wheat, Soybean and Sugar Fund

2016-08-31

Select Sector SPDR Funds

2016-08-31

The iShares Core International Aggregate Bond ETF

2016-08-31

The Restaurant ETF

2016-08-31

Tierra XP Latin America Real Estate ETF

2016-08-31

Tortoise North American Pipeline Fund

2016-08-31

Treasury-Hedged High Yield Bond ETF

2016-08-31

TrimTabs Intl Free-Cash-Flow ETF

2016-08-31

Tuttle Tactical Management Multi-Strategy Income ETF

2016-08-31

Tuttle Tactical Management U.S. Core ETF

2016-08-31

U.S. Global Jets ETF

2016-08-31

UBS AG (ETNs)

2016-08-31

UBS AG

2016-08-31

UBS AG 2X Leveraged Long Exchange Traded Access Securities Linked to the Wells Fargo Business Development Company Index