Information Circulars

General Circulars

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File No.
Date
Description
IC-2026-0001
2026-03-04
SEC Section 31 Fee Rate Advisory
2026
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
RC-2017-0003
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
Q1
2017
RC-2017-0002
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
RC-2017-0001
2017-01-06
Notice Regarding Filing of Annual Audited Reports
Q1
2017
RC-2016-0001
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
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Product Circulars

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Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.

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File No.
Date
Description
PC-2016-0611
2016-08-31
ProShares Short 7-10 and UltraShort 3-7 Year Treasury ETF’s
Q3
2016
PC-2016-0610
2016-08-31
ProShares Short Euro
Q3
2016
PC-2016-0609
2016-08-31
ProShares Short High Yield
Q3
2016
PC-2016-0608
2016-08-31
ProShares Short Term USD Emerging Markets Bond ETF
Q3
2016
PC-2016-0607
2016-08-31
ProShares Ultra and Short VIX Short-Term Futures ETFs
Q3
2016
PC-2016-0606
2016-08-31
ProShares Ultra and UltraShort Australian Dollar
Q3
2016
PC-2016-0605
2016-08-31
ProShares Ultra DJ and Short DJ-UBS Natural Gas ETF
Q3
2016
PC-2016-0604
2016-08-31
ProShares Ultra Funds
Q3
2016
PC-2016-0603
2016-08-31
ProShares Ultra High Yield & Investment Grade Corporate
Q3
2016
PC-2016-0602
2016-08-31
ProShares Ultra High Yield
Q3
2016
PC-2016-0601
2016-08-31
ProShares Trusts
Q3
2016
PC-2016-0600
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0599
2016-08-31
ProShares Trust ETFs
Q3
2016
PC-2016-0598
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0597
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0596
2016-08-31
ProShares UltraPro Financials and ProShares UltraPro Short Financial
Q3
2016
PC-2016-0595
2016-08-31
ProShares UltraPro Short 20+ Year Treasury
Q3
2016
PC-2016-0594
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0593
2016-08-31
ProShares Trust ETFs
Q3
2016
PC-2016-0592
2016-08-31
ProShares Funds
Q3
2016
PC-2016-0591
2016-08-31
ProShares Trust ETFs
Q3
2016
PC-2016-0590
2016-08-31
ProShares Trust
Q3
2016
PC-2016-0589
2016-08-31
ProShares UltraShort TIPS
Q3
2016
PC-2016-0588
2016-08-31
ProShares USD Covered Bond
Q3
2016
PC-2016-0587
2016-08-31
ProShares VIX Short and Mid-Term Futures ETF
Q3
2016
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