Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2016-08-31

Global X Guru Activist ETF

2016-08-31

Global X Funds ETF

2016-08-31

Global X Junior MLP ETF

2016-08-31

Global X Lithium ETF

2016-08-31

Global X MLP & Energy Infrastructure ETF

2016-08-31

Global X MLP ETF

2016-08-31

Global X MSCI Pakistan ETF

2016-08-31

Global X Nasdaq China Technology ETF

2016-08-31

Global X Next Emerging & Frontier ETF

2016-08-31

Global X Scientific Beta US ETF

2016-08-31

Global X Social Media Index ETF

2016-08-31

Global X SuperDividend Alternatives ETF

2016-08-31

Global X SuperDividend ETF

2016-08-31

Global X SuperDividend REIT ETF

2016-08-31

Global X SuperIncome Preferred ETF

2016-08-31

Global X Uranium ETF

2016-08-31

Goldman Sachs ActiveBeta Emerging Markets Equity ETF

2016-08-31

Goldman Sachs ActiveBeta Equity ETFs

2016-08-31

Goldman Sachs ActiveBeta International Equity ETF

2016-08-31

GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN

2016-08-31

GSCI Total Return Index

2016-08-31

Guggenheim Emerging Market Real Estate ETF

2016-08-31

Guggenheim Large Cap Optimized Diversification ETF

2016-08-31

Guggenheim S&P 100 Equal Weight ETF

2016-08-31

Guggenheim S&P High Income Infrastructure ETF