Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2020-04-08

Establishment of the CMRWG

2020-03-17

SEC No-Action Relief regarding CAT Reporting

2020-01-07

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-01-07

Notice Regarding Filing of Annual Audited Reports

2019-09-24

Market Quality Incentive Programs

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2020-11-30

TrueShares Structured Outcome (October) ETF

2020-11-30

iShares Virtual Work and Life Multisector ETF

2020-11-30

Innovator ETFs Trust

2020-11-30

Blackrock ETF Trust

2020-11-30

AIM ETF Products Trust

2020-10-15

LHA Market State Tactical Beta ETF

2020-10-15

CornerCap Fundametrics iShares Trust ETF

2020-10-15

iShares 25+ Year Treasury STRIPS Bond ETF

2020-10-15

Vanguard ESG U.S. Corporate Bond ETF

2020-10-15

Global X China Biotech Innovation ETF

2020-10-15

Cambria Global Real Estate ETF

2020-10-15

SPDR Bloomberg Barclays 3-12 Month T-Bill ETF

2020-10-15

Global X S&P 500 Covered Call & Growth ETF

2020-10-15

Global X Nasdaq 100 Covered Call & Growth ETF

2020-10-15

First Trust Exchange-Traded Fund VIII

2020-10-15

Exchange Listed Funds Trust

2020-10-15

Fidelity U.S. Multifactor ETF

2020-10-15

Natixis ETF Trust II

2020-10-15

Invesco Exchange-Traded Self-Indexed Fund Trust

2020-10-15

VictoryShares Nasdaq Next 50 ETF

2020-10-15

Goldman Sachs Access U.S. Aggregate Bond ETF

2020-10-15

AAF First Priority CLO Bond ETF

2020-10-15

Simplify Exchange Traded Funds

2020-10-15

iShares Commodity Curve Carry Strategy ETF

2020-10-15

AdvisorShares Pure US Cannabis ETF