Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2023-12-06

Hartford US Quality Growth ETF

2023-12-05

ALPS | Smith Core Plus Bond ETF

2023-12-05

Invesco S&P 500 High Dividend Growers ETF

2023-12-05

Hartford US Value ETF

2023-12-04

Max S&P 500 4x Leveraged ETN

2023-12-04

Vert Global Sustainable Real Estate ETF

2023-12-04

Return Stacked Global Stocks & Bonds ETF

2023-12-01

Harbor Long-Short Equity ETF

2023-11-30

Innovator International Developed Power Buffer ETF - December

2023-11-30

Aztlan North America Nearshoring Stock Selection ETF

2023-11-30

Goldman Sachs ETF Trust

2023-11-29

WHITEWOLF Publicly Listed Private Equity ETF

2023-11-29

Hilton Small-MidCap Opportunity ETF

2023-11-28

Counterpoint Quantitative Equity ETF

2023-11-28

Macquarie ETF Trust

2023-11-27

SP Funds S&P Global Technology ETF

2023-11-27

YieldMax AI Option Income Strategy ETF

2023-11-21

Tema Cardiovascular and Metabolic ETF

2023-11-20

First Trust Exchange-Traded Fund VIII

2023-11-17

First Trust Active Global Quality Income ETF

2023-11-17

Fidelity Covington Trust

2023-11-17

Goose Hollow Enhanced Equity ETF

2023-11-15

Virtus Newfleet Short Duration Core Plus Bond ETF

2023-11-15

Xtrackers US National Critical Technologies ETF

2023-11-14

SoFi Enhanced Yield ETF